We offer a comprehensive range of services as follows:
We have several retainer packages available to fit your company's individual size and needs.
We provide in-house training sessions for your registered persons to fulfill the continuous professional training requirement.
Compliance Policies and Procedures
We provide bespoke manuals that are regulatory compliant.
We provide assistance, guidance and advice on the whole licensing process.
This service is designed to provide an evaluation of the effectiveness of the compliance system currently in place within your company.
Innovative and practical business solutions enable your company to meet today's demanding regulatory regime.
We provide clients with news on regulatory issues and information on the best practice amongst the financial services industry on compliance.
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